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Risk, regulation, and investor protection: The case of investment management

Abstract:

Investigates whether capital requirements are an appropriate form of investor protection and whether the amounts that the Investment Management Regulatory Organization has required of its members are correct. Describes the investment management business in the United Kingdom, the function that investment managers perform, and the risks to which those functions give rise. Discusses recent examples of investment managers in the United Kingdom who have failed their clients due to fraud, negligen...

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Publisher:
Oxford University Press
Place of publication:
Oxford; New York; Toronto and Melbourne
Publication date:
1989-01-01
Language:
English
UUID:
uuid:3dd9490f-e7ff-437c-814f-4b94e99316c4
Local pid:
oai:economics.ouls.ox.ac.uk:9452
Deposit date:
2011-08-16

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