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Journal article

Enhancing trading strategies with order book signals

Abstract:
We use high-frequency data from the Nasdaq exchange to build a measure of volume imbalance in the limit order (LO) book. We show that our measure is a good predictor of the sign of the next market order (MO), i.e., buy or sell, and also helps to predict price changes immediately after the arrival of an MO. Based on these empirical findings, we introduce and calibrate a Markov chain-modulated pure jump model of price, spread, LO and MO arrivals and volume imbalance. As an application of the model, we pose and solve a stochastic control problem for an agent who maximizes terminal wealth, subject to inventory penalties, by executing trades using LOs. We use in-sample-data (January to June 2014) to calibrate the model to 11 equities traded in the Nasdaq exchange and use out-of-sample data (July to December 2014) to test the performance of the strategy. We show that introducing our volume imbalance measure into the optimization problem considerably boosts the profits of the strategy. Profits increase because employing our imbalance measure reduces adverse selection costs and positions LOs in the book to take advantage of favourable price movements.
Publication status:
Published
Peer review status:
Peer reviewed

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Publisher copy:
10.1080/1350486X.2018.1434009

Authors

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Institution:
University of Oxford
Division:
MPLS Division
Department:
Mathematical Institute
Role:
Author


Publisher:
Routledge
Journal:
Applied Mathematical Finance More from this journal
Volume:
25
Issue:
1
Pages:
1-35
Publication date:
2018-02-23
Acceptance date:
2018-01-25
DOI:
EISSN:
1466-4313
ISSN:
1350-486X


Keywords:
Pubs id:
pubs:731984
UUID:
uuid:006addde-3a03-4d75-89c1-04b59026e1c0
Local pid:
pubs:731984
Source identifiers:
731984
Deposit date:
2018-01-26
ARK identifier:

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